We are looking to hire a mid level compliance and operations manager for our Client. The person should have a minimum of 2 years of experience in managing compliance and operations of a Portfolio Management Services (PMS)/AIF/Mutual Fund in India. The person needs to work out of our Client's office in Gurgaon. The specific job expectations are: - Oversee the end to end SEBI compliance requirement of a PMS - Responsible for timely preparation and submission of all documents to SEBI and other stakeholders like APMI. - Ensure proper KYC compliance of all PMS clients. - Be hands on in execution and enablement of all SEBI PMS policies. - Lead annual PMS compliance audit. Liaison with PMS auditors to ensure smooth and timely completion of annual audit. - Ensure all SEBI mandated processes like AML, SCOREs, Insider Trading, Website compliance are adhered to. - The role requires the personnel to reach out to the clients for compliance requirements. - Should have excellent verbal and written communication skills. - Should be able to work in a small team. We are looking for someone who is an individual contributor with an ownership mindset.

Gurgaon/Gurugram

Athena - Compliance Manager 

Job Description for Athena - Compliance Manager  in Athena  in  Gurgaon/Gurugram for (2-5) years of experience. Apply Now!