Associate - Internal Audit Primary Responsibilities: - Directly assist in the maintenance of a dynamic audit universe, providing updates to the risk assessment by identifying new activities and significant changes to businesses - Conduct formal assurance audit and advisory review engagements identified by Internal Audit management across the full spectrum of the audit cycle of planning, fieldwork and reporting. This includes: - Identification and evaluation of key processes, risks and controls - Preparation of audit programs, standardized workpapers and other procedures to walkthrough, evaluate and test controls. - Preparation and communication of findings as well as action plans to remediate any control deficiencies. - Preparation of key audit documents (e.g., audit announcement memos, planning documents, audit reports) for management review. - Establish and continually build relationships with business line and control functions at all levels - Monitor and report on the disposition and status of findings and conduct validation procedures to substantiate remediation as necessary. - Collaborate with others in Internal Audit and across the firm on risk and control related initiatives - Keep abreast of industry and product specific developments and raise any risk and control related topics of interest to Internal Audit Management. - Strong attention to detail. - Promote the Department's value proposition. - Relevant experience in internal audit (or similar/related function) at complex financial services firms, or in external audit covering the financial services industry. - Must understand internal auditing theory and techniques, including types of controls and testing procedures, as well as related workpaper standards. - Strong organizational and documentation skills (ability to write succinct and cohesive process narratives, control descriptions, issues statements, findings and action plans). - Strong oral communication skills and confidence. - Ability to multi-task and work in a fast-paced team-oriented environment. - Ability to take direction and execute successfully with minimal supervision. In addition, the ideal candidate will be or have: - CIA, CFSA or CPA certifications is a plus, but not required. - Direct experience with registered investment advisors, broker-dealers, and/or alternative investment management businesses is a plus, but not required. - Proactive in completing projects, risk assessments, and finding validation procedures - Able to adapt and learn quickly within the constant evolution of the company and industry - Responsive to the team and client's needs. - Collaborative and energized by the open exchange of ideas.

Mumbai

Associate - Internal Audit 

Job Description for Associate - Internal Audit  in Genesis HR Services in  Mumbai for (4-8) years of experience. Apply Now!