SOX Compliance-Internal Audit-Associate Director Primary responsibilities: - Oversee and lead the Internal audit and SOX compliance team (Business and IT), manage the service delivery and quality - Overseeing and anticipating the resource requirements of the clients, build the team according to the needs - Lead a team of Managers, Assistant Managers and Seniors and make sure the team delivers high- quality work, on time and to budget - Review the risk assessment procedures performed by the team, including identification of significant accounts & classes of transactions and mapping of business processes. - Review SOX documentation such as process flowcharts, process narratives and risk and controls matrix. - Suggesting business improvements, by assessing risks and controls related to business imperatives - Optimization of processes to reduce inefficiencies and reduce cost - Integrate data analytics to provide increased efficiency, assurance and value - Extensive experience of planning, implementing, coordinating, and executing all phases of SOX compliance (to include leading walkthroughs and identifying/validating key controls, developing test procedures, executing and documenting testing, and reporting results to Management) - Detailed review of team member's execution of SOX procedures and ensure testing results are appropriately documented. - Ensure clear, concise, actionable and practical observations and recommendations, with a wel documented process for communication and resolution with clients on SOX deficiencies observed. - Regularly train the team members on the end-to-end SOX compliance process and procedures Business Leadership: - Manage the existing clients and look for opportunities to expand the involvement - Look for business opportunities beyond existing clients to grow the business Qualifications, skills and experience: - 9+ years of post-qualification experience (CA/CPA/ACCA) with a big 4 or mid/top-tier accounting firm, focused on SOX, internal audit. - Good understanding of the concepts of internal controls and auditing standards (ex: COSO Framework, PCAOB Audit Standards & IIA Standards) - CISA is an added advantage - Experience in conducting risk assessment procedures pertaining to financial reporting, process flow mapping, design and documentation of RACM, controls testing, evaluation of control deficiencies and remediation plans - Good understanding of the IT systems and IT controls, including areas such as network security, logical access, systems maintenance and change management controls at an infrastructure, application and database levels. - Review of the sox documentation prepared by the team members - Possess project management and organizational skills - Strong verbal and written communication skills - Strong business acumen

Bangalore

Associate Director - Internal Audit/SOX Compliance - Consulting Firm 

Job Description for Associate Director - Internal Audit/SOX Compliance - Consulting Firm  in Keiretsu Advisory in  Bangalore for (9-15) years of experience. Apply Now!