Assistant Vice President/Vice President - Company Secretary & Chief Compliance Officer

Description:

Role: AVP / VP Company Secretary & Chief Compliance Officer

Company: Renowned Housing Finance Company

Location: New Delhi

Reporting To: Group Chief Compliance Officer and MD & CEO

Role Overview:

- Lead corporate secretarial and regulatory compliance for the Housing Finance Company and relevant group entities.

- Ensure adherence to RBI, NHB, SEBI, FEMA, and other applicable regulations.

- Act as key compliance advisor to senior management and the Board.

Key Responsibilities:

- Manage end-to-end regulatory compliance with RBI and NHB, including returns, filings, and inspections.

- Lead RBI/NHB inspections; handle regulatory queries and documentation.

- Review loan book reconciliations for regulatory reporting.

- Advise on compliance aspects of transactions including capital infusions and borrowings.

- Review and finalize transaction and regulatory documents.

- Draft, review, and implement policies as per prudential and regulatory norms.

- Act as primary interface with regulators, Board, auditors, and external advisors.

- Manage Board and committee processes, resolutions, and statutory filings.

- Establish compliance controls, risk frameworks, and processes to avoid penalties.

- Lead and develop the CS & Compliance team.

- Execute special projects including IPOs, takeovers, and regulatory initiatives.

Candidate Profile:

- Qualified Company Secretary (mandatory).

- 10 to 18 years of experience, with 8 to 10 years in Affordable Housing Finance.

- Strong working knowledge of RBI, NHB, FEMA, SEBI (LODR, ICDR) regulations.

- Hands-on experience in regulatory inspections and senior stakeholder management.

- Proven team leadership and execution capability.

- Strong communication, coordination, and problem-solving skills.