Assistant Vice President - SAR Investigations & Case Managent

Investigations from financial crime-UK and America based banks

Suspicious activities report, investigations + SAR, SAR filing/sar reporting/complex case investigations

Compliance, testing assurance, risk control

Fin crime, L3 investigations, EDD, TM, complex investigations is MUST have

Data analytics s-Tableau, adv excel, skill based queries is +

Exc comms, stakeholder mgt

Accountabilities:

- Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to.

- Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.

- Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.

- Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank's internal policies are aligned with international standards, including jurisdictional requirements.

- Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.

- Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.

Basic/ Essential Qualifications:

- Conduct SAR Validation, QA Testing, Governance & Control, and Management Information (MI) within Financial Intelligence or Compliance functions.

- Proven track record of check and challenge in Financial Crime to reflect proactive risk management and attention to detail.

- Analyze and interpret MI and SARs data to identify trends, develop actionable insights for risk owners and key stakeholders, and monitor the effectiveness of the control.

Desirable skillsets/ good to have:

- Financial Crime compliance and risk management, including knowledge of AML/KYC/CTF frameworks in UK/global regulatory environments.

- Deep technical expertise in issues impacting AML/KYC/CTF and SARs, including investigation, filing, and validation.

- Professional certification such as CAMS (Certified Anti-Money Laundering Specialist) or CFE (Certified Fraud Examiner), or any other relevant Diploma/Certification in Financial Crime/AML.