Assistant Vice President/Deputy Vice President - Compliance Advisory - NBFC

KEY ROLES/RESPONSIBILITIES:

- Serve as the primary point of contact for retail business compliance

- To review retail products/ new initiatives or processes and lead compliance advisory for retail business

- To review and update policies & procedures for retail business

- Monitor regulatory developments and access their impact on our operations

- Support Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines

- Identify potential areas of compliance vulnerability and risks, develop and implement corrective action plan for resolution

- Advise insurance team on the IRDAI regulations for Corporate Agents

- Maintain comprehensive compliance records and documentation for audits and inspections

- Monitor and enforce compliance with internal policies and procedures across retail operations

- Foster effective relationships with internal & external stakeholders

- You will have the opportunity to influence and shape compliance initiatives that contribute to the long term success and reputation of our company. Join us in safeguarding our stakeholders' interests and maintaining trust in our services