Description: Key Responsibilities: Regulatory Compliance: - Ensure full compliance with the Reserve Bank of India (RBI) guidelines applicable to NBFCs, including Master Directions, Fair Practices Code, KYC/AML, and Outsourcing Guidelines. - Ensure compliance with Digital Lending Guidelines, particularly in relation to Lending Service Providers (LSPs), including vetting and finalizing agreements. - Track and interpret regulatory developments; assess their impact on business operations and ensure timely implementation. Policy & Framework Development: - Develop, review, and update internal compliance policies, SOPs, and manuals in alignment with evolving regulations. - Advise senior management on regulatory expectations during product design, new business initiatives, and partnerships. Monitoring: - Conduct regular compliance reviews and audits of business and operational functions. - Implement compliance testing and monitoring programs to identify and mitigate non compliance risks. Training & Culture: - Drive organization-wide awareness and training programs on compliance risk. - Foster a compliance-first culture across all teams. Coordination & Governance: - Coordinate with internal audit, finance, operations, and technology teams to ensure seamless regulatory adherence. - Serve as the primary point of contact with RBI, FIU-IND, and statutory auditors on compliance matters. Ideal Candidate Attributes: - Strong understanding of RBI regulations specific to NBFCs (knowledge of IRDAI regulations is a plus). - Proven experience in a compliance-focused role within an NBFC or legal advisory firm

Mumbai

Assistant Vice President - Compliance - NBFC 

Job Description for Assistant Vice President - Compliance - NBFC  in Virtuous Advisors and Resources Pvt. ltd. in  Mumbai for (8-13) years of experience. Apply Now!