Assistant Vice President - Compliance

ROLE OVERVIEW:

Manage compliance and corporate governance activities through regulatory monitoring, document review, and liaison with regulatory authorities. Ensure timely implementation of regulatory changes and adherence to internal controls.

ROLE INFORMATION:

Function / Department: Compliance

Reports to (position): Vice President

Internal Level: Sr. Manager / AVP

Years of Experience: 8 - 12 Yrs

Location: Mumbai

RESPONSIBILITIES & TASKS:

- Handling compliance related work

- Reviewing various documents and agreements

- Very good knowledge of the Companies Act, 2013 and Rules made thereunder

- Dealing / interacting with SEBI / SEs / and other Regulatory Authorities

- Drafting of minutes of Board / Committee meetings

- Good interpretation capabilities of the provisions of the company law, listing agreement, various SEBI guidelines, FEMA and other statutes

- Knowledge of SEBI (MF) Regulations / RBI / FEMA / NBFC regulations

COMPETENCIES: KNOWLEDGE:

- Qualified Company Secretary / LL.B., B. Com, CA (Preferable)

- Good Analytical abilities

- Knowledge of SEBI (MF) Regulations / RBI / FEMA / NBFC regulations

- Interpersonal skills, good & clear communication

PERSONAL ATTRIBUTES:

- Communication skills - organizes thoughts logically and articulates them clearly and concisely

- Pleasing personality

- Logical & well-defined thought process