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Market Surveillance - Fixed Income Product - AM/AVP Accountabilities: - Monitoring market activities continuously, including order flows, prices, trading volumes and communications to identify potential irregularities or market misconduct. - Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct. - Business support in projects related to the firms market surveillance framework. - Regulatory query and internal/external audit support. - Provision of accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends. - Execution of appropriate controls aligned to the control framework and related firm-wide standards. - Control environment support in relation to data quality, model effectiveness and efficiency. To be successful as a Market Surveillance Specialist, you should have experience with : - Stakeholder Management. - Decision Making & Problem Solving. - Strong Communication Skills. Essential Skills : - Good Analytical Experience. - Good Understanding in Surveillance. - Strong understanding of Fixed Income/Trade Surveillance. Desired Skills : - Conducting daily analysis of automated trade and communications surveillance alerts for global businesses. - Identify and escalate potential breaches of regulatory rules and policies. - Active involvement in enhancing current alerts and exception reports and supporting the development of new surveillance tools, reports and procedures. - Provide feedback on the efficiency and effectiveness of surveillance controls to Surveillance Management. - Communicate market abuse risk identified through the surveillance platform with Surveillance Management and agree clear paths to resolution. - Engage with the Global Surveillance team to share knowledge and practices and promote a consistent approach across the surveillance teams. - Engage with the Global Surveillance team to share knowledge and practices and promote a consistent approach across the surveillance teams

Pune

Assistant Manager/Assistant Vice President - Market Surveillance - Fixed Income Product 

Job Description for Assistant Manager/Assistant Vice President - Market Surveillance - Fixed Income Product  in Black Turtle India Pvt Ltd in  Pune for (7-13) years of experience. Apply Now!

Assistant Manager/Assistant Vice President - Market Surveillance - Fixed Income Product  | iimjobs.com