MBA in Finance/Operations  - Perform daily risk, collateral and clearing & settlement operations  Risk and Clearing Activities:  - Execute processes in a timely manner   - Generate and download reports to members   - Generate and transfer Data/ reports to regulatory authorities  - Crystallise obligations and carry out related activities for the same   - Monitor corporate actions and take appropriate action with regards to position adjustment etc..  - Enablement of new members  - CP code allocation to Custodians / Clearing Members  - Generate and download penalty reports  - Resolve Talisma queries  - Facilitating Regulatory Compliance, Audit Activities and involvement in process & system Developmental Activities Circular preparation  Collateral Addition:  - Screen and check collaterals offered and verify instruments thoroughly so as to ensure compliance with SEBI/CC norms.  - Carry out requisite process / operations for addition of collaterals  - Interface with members to provide support to members for providing collaterals addition requests through CIM  - Reconcile details with custodians and depositories  - Enablement of new members  Collateral Release:  - Track and Receive requests for release of collateral on a day to day basis so that members can trade as per limits.  - Perform physical and system checks for verification for collateral to ensure safe custody and error free operations and compliance.  - Check utilisation of trading members before release of collateral so as to ensure financial compliance.  - Interacting with other departments for NOCs  Interface with Banks/Custodians/Members:  - Constantly monitor net worth of banks for approvals.  - Follow credentials to check banks compliance with internal and SEBI norms.   - Resolving Member (Talisma), Banks, Custodian and Regulatory Queries in time bound manner  - Support for CIM to Members, Banks and Custodians  Other Activities:  - Facilitating Regulatory Compliance, Audit Activities and involvement in process & system Developmental Activities Circular preparation  Securities Settlement:  - Interact with depositories, NSDL and CDSL for pay-in and pay-out process to ensure that trades are settled as per guidelines.  - Calculate net shortages and initiate required action against members if required e.g. disable member accounts or withhold securities payout  - Facilitate the pay out process  - Identify all member shortages and conduct auction and obligation competition within stipulated time.  Early Pay in:  - Interface with the depositories on an hourly basis to process early pay-in by members/ custodians  - Carry out the processes for reckoning the early pay-in to provide benefit to members   Funds Activities:  - Conducting funds pay-in and payout for each of the segments by electronic interfacing with each of the clearing banks  - Ensuring pay-in and payout in adherence to the regulatory specifications  - Follow up with banks for shortages and taking action for shortages in line with specifications in this regard.   - Support Collection of members margins through the clearing banks  - Collate Weekly, monthly and ad-hoc data  Other Activities:  - Resolve Talisma queries  - Facilitating Regulatory Compliance, Audit Activities and involvement in process & system Developmental Activities Circular preparation  Corporate Bond Operations:  Operational Activities:  - Error free settlements of Funds and bonds  - Preparation of MIS to HOD  - Daily Reconciliations   - Data to external agencies – SEBI, RBI, FIMMDA  - Interacting with internal auditors for audit queries   - Interacting with the development team.  - Handle communication with Members/Banks/Dep  - Maintain relationships with the members for easier communication   - Receive queries from members, coordinate with counterparties/Banks and solve them.   - Identification of areas for process improvements, automation etc.   - Track Market news in respect of news that may impact clearing activities

Mumbai

Assistant Manager - Risk/Clearing & Settlement - Corporate Bonds 

Job Description for Assistant Manager - Risk/Clearing & Settlement - Corporate Bonds  in Thema Corporate Services LLP in  Mumbai for (1-3) years of experience. Apply Now!