Primary responsibilities : - You'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. - Your responsibility for this role includes but are not limited to: - Responsible for execution of internal audit assignments Audit, SOX, IFC Designing, walkthrough & Implementation, Business Process Review, Creation & mapping of Business Flow charts with RCM etc. (individually and as a team) - Perform risk assessment procedures, including identification of significant accounts &classes of transactions, mapping of business processes and provide comprehensive input to the development of a risk-based annual internal audit/SOX audit plan. - Prepare SOX documentation such as process flowcharts, process narratives and risk and controls matrix. - Design attributes, perform test of design and operating effectiveness of controls - Suggest improvements in the process by assessing risks and controls related to business imperatives, identify gaps, and assist in remediation. - Plan, implement, coordinate, and execute all phases of SOX compliance, (to include leading walkthroughs and identifying/validating key controls, developing test procedures, executing, and documenting testing, and reporting results to Management) - Ensure clear, concise, actionable, and practical observations and recommendations, with a well-documented process for communication and resolution with clients on SOX deficiencies observed. - Understand client(s) requirements, respond promptly to client requests and enquiries, and consistently meet client needs - Support Managers in the process of preparing audit plans, audit program, testing and reports - Work with existing processes/systems whilst making constructive suggestions for improvements. - Demonstrate critical thinking and the ability to bring order to unstructured problems. Able to read situations and modify behavior to build quality relationships. - Responsible for quality and timeliness of deliverables, including conclusions on control effectiveness and impact of control deficiencies. Qualifications, skills, and experience : - 3 to 5 years of relevant experience in internal audit/SOX/IFC - Designing & Implementation(preferably from the Internal Audit/Risk Advisory practice of a Big 4 or reputed Consulting firms, else exposure to Internal Audit/SOX in Industry will also do). - Experience in conducting risk assessment procedures pertaining to financial reporting, process flow mapping, design, and documentation of RACM, controls testing, evaluation of control deficiencies and remediation plans. - Should be able to understand complex business situations, risk, and controls in ERP environment, identify gaps and suggest leading practices along with solid understanding on PCAOB requirements and COSO framework. - Should be process oriented and have strong analytical skills. - Should understand financial statements under Indian/US GAAP. - Have knowledge and understanding of Internal Audit Framework. - Should possess excellent communication and report writing skills. - Capability of dealing with big clients. - Ability to handle pressure and manage complex situations. - Consistently demonstrate teamwork dynamics by working as a team member: understand personal and team roles; contribute to a positive working environment by building solid relationships with team members; and proactively seek guidance, clarification and feedback. - Strong working experience of Excel, Visio, Word and other MS Office applications.

Gurgaon/Gurugram

Chandigarh

Jaipur

Bangalore

Assistant Manager - Internal Audit/IFC & SOX Compliance - BFSI/IT 

Job Description for Assistant Manager - Internal Audit/IFC & SOX Compliance - BFSI/IT  in Keiretsu Advisory in  Gurgaon/Gurugram Chandigarh Jaipur Bangalore for (3-5) years of experience. Apply Now!