Assistant Manager/Assistant Vice President - Financial Crime/Case Investigations

Description: Looking for local Pune candidates

Investment Banking

Basic/ Essential Qualifications:

- Proven track record in conducting complex investigations reflecting excellent judgement and analytical skills, with the ability to identify criminal activity and escalate appropriately.

- Preparing high-quality reports and casework on sensitive investigations with experience in engaging with internal and external stakeholders within a highly regulated environment for financial crime risks.

- Conducting and leading complex financial crime investigations, including transactional analysis and intelligence gathering, especially with large datasets.

Desirable skillsets/ good to have:

- Graduation level qualification or equivalent in Financial Crime.

- Experience with data analytics tools such as SQL, Python, Tableau, or similar platforms.

- Experience in working with law enforcement agencies or regulators.

Purpose of the role:

To conduct investigations into various aspects of the banks operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or regulatory censure.

Accountabilities:

- Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies.

- Leading the investigations into alleged violations of policies, regulations, or laws.

- Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues.

- Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings.

- Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations.

- Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation.

- Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations.