Assistant Manager - AIF Operations

About Company:

An Indian Investment management AIF Category III firm.

Job Description:

- Asst. Manager - Compliance and Operations will be responsible for the end-to-end ownership of operational workflow of Category III AIF to cover

the following deliverables:

- Periodically review exposure, drawdowns, and investor commitments against fund documents and regulatory limits

- Conduct pre- and post-trade compliance checks (investment concentration limits, sector restrictions, leverage, etc.). Ensure transactions are

within regulatory and fund-specific boundaries.

- Assist in drafting and updating internal compliance checklists, SOPs, and dashboards.

- Assist in preparation and filing of regulatory reports including SEBI AIF reports (monthly/quarterly), RBI/FEMA filings if applicable.

- Monitor compliance with SEBI AIF Regulations, PPM (Private Placement Memorandum), and internal investment guidelines.

- Validate accruals, expenses, performance fees and management fee computations as per PPM and agreements.

- Support audits and inspections (SEBI, statutory, internal) by providing required data and explanations.

- Coordinate daily/periodic NAV computation with fund administrator; review trial balance, valuations, and reconciliation reports.

- Ensure timely and accurate recording of fund transactions.

- Support investor queries related to capital statements, tax workings, and portfolio performance

- Prepare financial statements, investor reports, and quarterly performance reports.

- Work closely with auditors for annual audits, tax filings, and statutory reporting.

QUALIFICATIONS:

- CA / MBA (Finance) or equivalent professional qualification.

- 3-5 years of relevant experience in AIF/PMS/Mutual Funds or compliance.

- Working knowledge of SEBI AIF Regulations, Companies Act, and taxation aspects relevant to AIFs.

- Ability to comprehend financial reports

- Excellent working knowledge of excel

- Attention to detail is a MUST

- Strong written and verbal communication skills will be an added advantage in this role