Assistant General Manager/General Manager - Delivery Capital Markets

Job Description:

- Good knowledge & Understanding of AML/KYC/BSA/UK/EU regulations) and other local act regulatory requirements across geographies. On-boarding experience specifically in Financial Markets.

- Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS.

- Good Knowledge and understanding of Capital Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM.,Prime brokerage

- Should be able to manage clients along with the delivery across Chennai and Bangalore

- Should participate in discussions with the client and able to provide value added services in addition to day to day operations

- Should be able to provide solutions in terms of automation/productivity saves/risk mitigation controls

Skills and Experience :

- 15-20 years of total experience with relevant experience in AML/KYC and capital Markets regulatory requirements and 2-3 years of leading team/quality function/SME role.

- Relevant financial service experience, ideally within CIB space

- Knowledge of the regulatory environment is highly desirable (DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS)

- Familiar with a range of external data sources and third-party systems to be covered as a part regulatory requirements

- Strong analytical ability and attention to detail and strong research skills and experience

- Good comprehension & analytical skills

- Proficiency with internet and data searches

- Excellent written and verbal communication skills

- Ability to work independently and multi-task effectively