Analyst/Senior Analyst - Compliance - Banking/Financial Services

Job Description :

- The Compliance group is responsible for implementing and enforcing policies and procedures across multiple regulatory requirements. You will be assisting front office trading desks by conducting thorough research on the firms positions and applicable regulations for each asset class across jurisdictions through the deployment of advanced data analytics and data visualization techniques like statistical analysis, predictive modelling, clustering, etc. on tools like Power BI and others.

- You will also perform regulatory filing obligations, requiring complex quantitative and qualitative analysis of the firms short position and long ownership reports across US, UK, EU, Japan, etc. jurisdictions, and assist in monitoring and implementing controls designed to ensure compliance with global regulations by deploying various data analytics and visualization techniques.

- Additionally, you will be conducting thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry experts/consultants around various market sectors to avoid potential trading while in possession of material non-public information.

- Furthermore, you will be assisting with long-term projects to maintain the firms high standards of compliance with new and existing regulations.