Posted By
Alice Blue Commodities Pvt Ltd
NA at ALICE BLUE FINANCIAL SERVICES PRIVATE LIMITED
Last Active: 25 September 2025
Job Views:
226
226
Applications: 17
Recruiter Actions: 0
Posted in
Legal
Job Code
1616082
Alice Blue Commodities - Manager - Compliance
Posted 2 months ago
Posted 2 months ago
Manager - Compliance
About the Role
The Manager Compliance will lead the compliance function, ensuring organizational adherence to SEBI and Exchange regulations, managing audits, and serving as the primary contact for regulators.
The role demands a senior professional with strong regulatory expertise, leadership skills, and the ability to drive compliance strategy at an organizational level.
Key Responsibilities
- Oversee compliance with SEBI, CDSL, NSE, BSE, and MCX rules and guidelines across the organization.
- Lead the design, implementation, and review of compliance frameworks, policies, and procedures.
- Act as the primary liaison with regulators, exchanges, and auditors.
- Manage regulatory reporting, inspection responses, and compliance audits.
- Identify compliance risks and recommend corrective actions to senior management.
- Conduct training programs and awareness sessions for employees and leadership.
- Track and interpret regulatory changes, advising business leaders on impact and necessary actions.
- Lead a team of compliance professionals, mentoring and guiding them on day-to-day responsibilities.
Qualifications & Skills
- Graduate/Postgraduate in Finance, Commerce, or Law (Chartered Accountant/CS/LLB preferred).
- 8+ years of compliance experience in financial services, broking, or capital markets.
- In-depth knowledge of SEBI regulations, depository operations, and stock exchange compliance.
- Proven experience in handling audits, inspections, and regulatory engagements.
- Strong leadership, analytical, and problem-solving skills.
- Excellent communication and stakeholder management abilities.
- Advanced certifications such as NISM, CFA, or FRM will be an added advantage
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Posted By
Alice Blue Commodities Pvt Ltd
NA at ALICE BLUE FINANCIAL SERVICES PRIVATE LIMITED
Last Active: 25 September 2025
Job Views:
226
226
Applications: 17
Recruiter Actions: 0
Posted in
Legal
Job Code
1616082
