AK Group - Compliance Officer - Alternative Investment Fund

Description:

Job Title: Compliance Officer AIF (Category II & III) Compliance & Secretarial

Location: Mumbai

Experience: 4-6 Years

Qualification: Company Secretary (CS)

Key Responsibilities:

AIF Compliance (Category II & III)

- Ensure adherence to SEBI (Alternative Investment Funds) Regulations, 2012 and applicable circulars.

- Manage regulatory filings, reporting, and disclosures with SEBI and other regulatory authorities.

- Support ongoing compliance monitoring, investor reporting, and governance requirements for AIFs.

- Maintain and update fund-level compliance records and documentation.

- Track regulatory updates and assist in implementing necessary changes.

Corporate Secretarial & Compliance

- Assist in conducting Board and Committee Meetings, including preparation of agenda, notes, and minutes.

- Ensure timely and accurate filings under the Companies Act, 2013 and other applicable laws.

- Support corporate governance practices and compliance audits.

- Coordinate with internal and external stakeholders for compliance-related matters.

Candidate Profile

- Qualified Company Secretary (CS), preferably with exposure to capital markets.

- 4-6 years of relevant experience in compliance within the securities market.

- Mandatory exposure to capital markets compliance; experience in AIF (Category II & III) or PMS compliance is preferred.

- Strong understanding of the Companies Act, 2013, SEBI regulations, and securities laws.

- Basic knowledge of legal drafting & regulatory documentation.

- Strong analytical, organizational, & communication skills.

Industry Preference

- Alternative Investment Funds (AIF)

- Asset Management / Fund Industry

- Portfolio Management Services (PMS)