AK Group - Compliance & Secretarial Officer - AIF Category II & III

Company Profile: A. K Group, a financial conglomerate was founded by Mr. A.K Mittal with a vision to operate and develop the Indian debt capital markets which were in nascent stag- A. K Group over the period has emerged as one of the most trusted Bond Houses of India, aimed at providing the most competent solutions to its clients. Proficient at the Fixed Income market Segment of the Indian Economy, the group works towards its definitive motive of "A Bond in every hand".

A. K. Group offers varied range of financial products and services like Investment Banking, Broking & Distribution, Advisory Services, Financing and Structured Products.

Company Website: www.akgroup.co.in

Role Overview

We are seeking a dynamic and detail-oriented professional for the role of Compliance Officer to support compliance and corporate secretarial functions for AIF Category II and III funds. The role requires strong exposure to capital markets compliance, with preference for candidates having experience in AIF regulations and fund structures.

Key Responsibilities

AIF Compliance (Category II & III)

- Ensure adherence to SEBI (Alternative Investment Funds) Regulations, 2012 and applicable circulars.

- Manage regulatory filings, reporting, and disclosures with SEBI and other regulatory authorities.

- Support ongoing compliance monitoring, investor reporting, and governance requirements for AIFs.

- Maintain and update fund-level compliance records and documentation.

- Track regulatory updates and assist in implementing necessary changes.

Corporate Secretarial & Compliance

- Assist in conducting Board and Committee Meetings, including preparation of agenda, notes, and minutes.

- Ensure timely and accurate filings under the Companies Act, 2013 and other applicable laws.

- Support corporate governance practices and compliance audits.

- Coordinate with internal and external stakeholders for compliance-related matters.

Candidate Profile

- Qualification: Qualified Company Secretary (CS), preferably with exposure to capital markets.

- Experience: 3-5 years of relevant compliance experience within the Alternative Investment Funds (AIF), Asset Management, Fund Industry, or Portfolio Management Services (PMS) space.

- Mandatory exposure to capital markets compliance; experience in AIF (Category II & III) or PMS compliance is preferred.

- Strong understanding of the Companies Act, 2013, SEBI regulations, and securities laws.

- Basic knowledge of legal drafting and regulatory documentation.

- Strong analytical, organizational, and communication skills.

Industry Preference

- Alternative Investment Funds (AIF)

- Asset Management / Fund Industry

- Portfolio Management Services (PMS)