Posted By

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Poonam Verma

Senior Relationship Manager at Waytogo Consultants.in

Last Login: 25 April 2024

Job Views:  
261
Applications:  62
Recruiter’s Activity:  8

Job Code

1272706

VP/Specialist - Business Compliance - Consumer Banking

10 - 18 Years.Mumbai
Posted 10 months ago
Posted 10 months ago

- To ensure regulatory risk is managed, guidelines complied with and that Business initiatives/practise/process and related activities comply with applicable rules and regulations.

- To assist in Reviewing and interpreting regulatory guidelines and advising Branch Banking Business.

- Knowledge of Regulatory risk/Ops Risk.

- Driving compliance culture and standards

- Implementation of regulatory requirements.

- Managing regulatory requirements for products/process/policy.

- Managing efficient relationship with Regulator/s.

- Risk based decision and assessment of various initiatives/Products.

- Be trusted Advisor for Business and other stakeholders.

- Identifying, escalation and mitigation of regulatory/Compliance risk

- Continuous upskilling and learning for managing ever changing complex Regulatory/Compliance requirements

- Support Branch Banking as Compliance Advisor for all Regulatory requirements.

- Support product approval and governance within regulatory framework for Branch Business.

- Participate and Present compliance inputs in forums as deputed by Compliance Head.

- Managing stakeholder's expectation within the governance/compliance framework.

- Support other team members in discharging compliance agenda

- Assist in the managing RBI Inspection and resolution of regulatory issues.

- Ensure best practices are adopted and guidelines complied with and that all activities comply with applicable, rules and regulation.

- Liaise with the Regulators and establish a cordial rapport.

- Share know-how and experience with other the compliance team members and elsewhere within the compliance and legal function, including participation in any global practice groups relevant to role and expertise.

- Supporting any assessment/scrutiny required for driving compliance culture/objective.

- Knowledge of Liabilities and Branch Banking Business.

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Posted By

user_img

Poonam Verma

Senior Relationship Manager at Waytogo Consultants.in

Last Login: 25 April 2024

Job Views:  
261
Applications:  62
Recruiter’s Activity:  8

Job Code

1272706

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