VP - Compliance Product Officer - Independent Compliance Risk Management - Investment Banking

VP - Compliance Product Officer( Independent Compliance Risk Management) for Gurgaon loaction

We have an opening for leading IB based in Gurgaon for VP - ICRM ( Independent Compliance Risk Management).

Key activities include:

- Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.

- 2nd line of defense oversight for US Consumer Banking Operations, performing monitoring of key compliance risk and controls to ensure adherence to applicable policies and regulatory requirements.

- Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies.

- Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.

Required:

- Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements.

If you find it suitable or if you have any reference for this position, Kindly share CV with Below detail : 

 Current Company :
 Current Designation : ___________ Since ________
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Handling a team of :

Tejashree Waradkar
Dir: +9122 66848569 / Mobile Number - 8454843560