Recruiter at Rize People Konnect Pvt. Ltd.
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VP/AVP - Securities Services Governance/Standards - Banking (9-20 yrs)
AVP - Securities Services Governance and Standards Officer - Global Banking company - Women only
- Experience in managing Securities Services governance, reporting, risk, and control forums and developing program plans as per regulatory requirements, track progress, and monitor key risks
- Good understanding of the Securities Services businesses, regulatory policy/audits exams and control initiatives.
- Experience in working closely with in-business risk and control partners on improving practices and support in-Business Risk and Control Leads, Product and Regional stakeholders in maintaining the Manager's Controls Assessment (MCA) for Securities Services through quarterly/annual control testing.
- Expertise in developing procedural implementation and change management process with operations and reporting teams to ensure proper governance and controls.
- Examine, develop, and maintain detailed control documentation, procedures, key metrics, and audit evidence.
- Establish best practice methods to track and measure progress against data management standards such as data domains, data elements, data issues, working closely with data transformation leads
- Support the DGO through detailed analysis, reporting, and tracking of policy initiatives across functions, transformation program leads, and other governance responsibilities.
- Leverage data to examine impacts to customer experience, control gaps and regulatory breaks.
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