Vice President - SOX Control Testing - Investment Bank

Role : VP - Sox Control Testing

Exp : 10-16 yrs

The person should have worked on SOX for at least 7-8 years including the following :

- Scoping based on both quantitative and qualitative thresholds

- Review of financial reporting processes

- Performing test of controls

- Understanding of ITGC and IT application controls

- Impart training on SOx to the stakeholders

- Develop and revise SOx methodology document for the organization on a periodical basis in view of the current changes

- Liaise with external auditors from planning through delivery of the SOx programme to ensure a smooth audit of the SOx controls

- Worked on assurance of regulatory reporting

- Vast experience in testing of controls in areas such as Treasury, Finance, P2P, regulatory reporting, etc.

- Experience in implementation of enterprise risk management framework will be an added advantage

- Coordination with internal and external auditors

Skill Requirements - essential :

Technical skills :

- Good understanding of the financial services industry, its control environment and structure of a bank's financial statements

- Knowledge and experience of controls within financial Services

- Ability to understand, implement and drive improvements to a risk management framework

- Overall understanding of - minimum standards- for Assurance, SOx and control issues reporting

- Knowledge of investment banking and retail banking control framework and best practice

- Strong Microsoft skills including Word, Excel and Powerpoint.

If interested please share details mentioned below :

- Current Company :
- Designation :
- Total Experience :
- Relevant Experience :
- Current ctc - Fix + Variable :
- Expected ctc :
- Reporting to :
- Qualification :
- Notice Period :
- Reason for Change :
- Current Location :
- Preferred Location :

Rekha Sharma