Vice President - Secondary Operations Lead - BFS

Secondary Operations Lead - Vice President

- Overall secondary market operations with exposure to fund & stock the settlement, trade processing & MIS, should have handled large teams.

- Overall supervision of secondary market operations, which has 20 members.

- Responsibility includes managing a team handling account opening, documentation, Trade processing, exchange recon, trade (customer) support, margin, etc.

- Stock settlement including custodian the settlement, security collateral management, DP POA, Exchange query/inquiry data compilation, funds settlement & client accounting, regulatory compliance, MIS, and other coordination.