Vice President - Portfolio Compliance - Coding & Monitoring/Trade Surveillance/Alert Management - Asset Management Firm

We have an opening with leading Asset Management company for VP- Portfolio Compliance: Coding & Monitoring, Trade Surveillance, Alert Management.

Process Overview :

Portfolio Compliance : Coding & Monitoring, Trade Surveillance, Alert Management.

- This team supports portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. Coding involves setting up client & compliance regulations in systems to enable effective monitoring of guidelines. 

- Monitoring requires managing the alerts, breaches generated pre/ post trade as a result of trades/ non-trading actions and communicating effectively with various stakeholders.

Minimum Requirements:

- 11+ years of work experience of Portfolio Guidelines Coding/ Monitoring.

- 7+ years in people management role & 2+ years of project management.

- Expert level skills trade compliance applications such as LZ Sentinel, Charles River, Aladdin (Compliance), SimCorp Dimension, ThinkFolio.

- Expertise of 1940 Act, UCITS Regulations or ERISA will be added advantage.

If you find it suitable, kindly share CV with Below details :

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Tejashree Waradkar
Recruitment Consultant
Dir: +9122 66848569 / Mobile Number - 8454843560