Vice President - PMS Operations & Compliance - BFSI

Designation: Vice President - PMS Operations & Compliance

Experience: 8 to 12 years

Location: Mumbai

Duties & Responsibilities:

Operations

Co-ordinating opening of client accounts with custodian, which includes visiting customer premises

Allocating orders to Custodian at the end of day

Liaison with broking firms, fund accounting team and custodian for all Operations issues

Checking and analysing MIS reports generated by the fund accounting team

Customer MIS generation and dispatch

Preparation of customized MIS where necessary

Resolution of customer issues in solution mode

Raising invoices to client's quarterly

Compliance with SEBI procedures (in assistance with external support)

Preparation and filing of reports with SEBI as required

Maintenance of customer files as per SEBI records

Co-ordinating audits with external vendors that need to be submitted to SEBI

Regular follow up on changes in SEBI regulations w.r.t compliances (if any)

Working with Company Secretary to ensure Compliance with ROC procedures

Preparation of required material for board meetings

Co-ordination of minutes

Required skill sets and prior experience:

Prior experience in an Operations role at a PMS

Entrepreneurial approach - no big company mind set

Ability to perform role alone without minimal support from juniors

Familiarity with SEBI procedures

Ability to work independently and collaboratively with other team members

Salary offered: 14 - 15 LPA

Sucheta Bhilare