Vice President - Operations Audit/Internal Audit - Investment Bank

Role & Responsibilities -

- Leading internal audits of business processes within Divisions such as Operations, Finance and Global Markets with limited or no guidance. Identifying risks, control gaps, thematic issues, etc and communicating to Senior Management in an efficacious manner.

- Effectively managing the entire audit process from planning and fieldwork till report issuance and issue validation.

- Identifying and escalating potential risks in a timely and effective manner, and advising remediation measures where required

- Independently performing risk assessments and monitoring performance and developments on a continual basis, and to provide perceptive inputs into formulation of the Audit plan

- Participating in critical Divisional and Firm wide initiatives

Mandatory Skill Set - 

- Have a strong ability to understand various business processes, identify risks and assess controls in the process

- Strong interpersonal skills, and the ability to communicate at various levels and across multiple regions and Divisions

- Have strong analytical skills

- Have reasonably good understanding of Capital Markets products and processes

- Have capabilities in documenting processes and creating flow-charts, clearly bringing out risks and controls in these documents

- Some exposure to BFSI technology/ Fintech developments

- Have a reasonable understanding of related topics like Information Security, Business Continuity, Information Security, and Compliance

Desired Skill Set :

- Well versed with general audit practices and standards

- Ability to lead, guide and mentor teammates

- Ability to work in a multi-cultural, multi-regional environment

- Team player with a high degree of initiative