Vice president - Internal Audit - Investment Bank

We have an excellent opportunity with one of the investment bank for the role of Internal Audit.

Role: VP-Internal Audit

Location: Mumbai.

Job description as follows:

Business Unit Overview:

- The Internal Audit team performs risk based audits of every function.

- The Audit plan is formulated at the beginning of the year based on a risk assessment of each business and corporate line and executed in the respective regions and entities. The Audit function looks to continuously enhance and improve its audit methodologies, introducing new techniques and innovations like data analytics, guest review programmes, root cause analyses of issues, etc.

Role & Responsibilities:

- Leading internal audits of business processes within Divisions such as Operations, Finance and Global Markets with limited or no guidance. Identifying risks, control gaps, thematic issues, etc and communicating to Senior Management in an efficacious manner.

- Effectively managing the entire audit process from planning and fieldwork till report issuance and issue validation.

- Identifying and escalating potential risks in a timely and effective manner, and advising remediation measures where required

- Independently performing risk assessments and monitoring performance and developments on a continual basis, and to provide perceptive inputs into formulation of the Audit plan

- Participating in critical Divisional and Firm wide initiatives

Domain

- CA/ MBA/ CFA or FRM with 11+ years of experience of managing Operations/Finance processes in Investment Banks, with a good grasp of the concepts of risks and controls. Some exposure to Internal Audit practices, and an understanding of Fintech initiatives within BFSI would be desirable.

Shahista Malim
Black Turtle