Vice President - Equity Derivatives - Middle Office Regulatory Project & Control Manager - Financial Services

VP - Equity Derivatives Middle Office Regulatory Project & Control Manager Description

We have an immediate opening with one of our leading firm for Mumbai location.

The Equity Derivatives Regulatory Project Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Global Equities Derivative Group and Equities Prime Brokerage business.

- New regulatory reporting implementation & ongoing remediation.

- Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc) & internal stakeholders.

- Analyse, define and document the Regulatory reporting requirements to the Equities business.

- Agree on the business strategies and system design by working with business and technology partners.

- Plan, Coordinate and execute User Acceptance Testing.

- Implementation of new business process & provide training.

- Establish the end to end control processes.

The team is responsible for implementing coming new mandatory regulatory requirements across the regions, these jurisdictions cover multiple locations (Canada /Australia, HK, Japan etc).

The candidate would be responsible for:

- Review & improve the end to end control process around the Regulatory Reporting agenda in Equities.

- Establish a strategic attestation process on Regulatory reporting for the jurisdictions already implemented to the business.

- Come up with process and system enhancement recommendations.

- Work with business and Technology group to prioritize the requirements by presenting the business case.

- Perform cost benefit analysis to propose an optimum future process to the business.

- Ultimately, successfully deliver a controlled environment of Regulatory Reporting.

Qualifications:

- Previous experience in the Financial Services industry with a strong understanding of Equity Derivatives products.

- Strong understanding of Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting.

- Excellent Business Analysis skills to drill down the complex Regulatory.

- Reporting requirements for multiple jurisdictions.

- Excellent problem-solving skills in order to identify, understand and address operational and technical issues.

- Strong communication skills, both written and verbal, including the ability to develop relationships across the various stakeholders including Senior Business executives.

- A self -motivated individual who is able to deliver with minimal supervision, whilst also working effectively as part of a team.

- Experienced with SQL is a plus.