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15/04 Hiral Haraniya
Recruitment Manager at Levrara Group

Views:345 Applications:95 Rec. Actions:Recruiter Actions:73

Vice President - Compliance - Financial Crime Monitoring Team - Investment Bank (10-16 yrs)

Mumbai Job Code: 914250

- Ensure the Financial crime team adheres to the firm wide and regional Financial crime team related policies and procedures

- Ensure effective and timely escalation of issues requiring management attention

- Work with regional teams towards implementing best practices and minimum standards

- Lead transformation projects within Financial Crime Team

- Liaise with Senior managers across Compliance and Front Office to investigate and identify rationale for material breaches or outliers

- Ensure ongoing awareness of Watch List filtering, PEP / sanction screening, money laundering risks, negative media lists, anti-bribery & Corruption related rule and regulations etc.

- Eye for detail to proactively identify issues and breaches in order to mitigate potential risk

- Ensure all changes, both, regulatory and procedural are comprehended and conveyed to the team in a timely manner.

- Review KRI / KPI to ensure the team delivers on its objective in a timely manner.

- Responsible for career planning, succession planning and overall career progression of the Financial crime compliance team.

- Identify process and operational risks proactively and formulate steps to mitigate the same.

Women-friendly workplace:

Maternity and Paternity Benefits

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