- Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliance by the company. - Keep track of and disseminate updates on regulatory and other statutory requirements on an ongoing basis to prevent violations thereof. - Creating a robust Compliance &amp; Ethics framework and embed the same in various markets of an organization with the mandate to improve corporate governance and implement international best practices. - Responsible for global and regional regulatory strategy development as and when required. - Guidance and support on Anti Money Laundering/Combating Terrorism Financing, Sanctions and Anti-Bribery and Anti Corruptions related matters - Establish and maintain a robust monitoring mechanism to keep abreast of the status of compliance activities of all departments within the Company. - Prepare compliance status reports on a regular basis to keep the management informed of the operation and progress of compliance efforts. - Collaborate with cross-functional teams to facilitate implementation of compliance requirements at all levels of the organization and to direct compliance issues to existing channels for resolution. - Highlight alleged violations of laws, rules and regulations and recommend procedures for corrective action. - Prepare and file statutory documents and timely reporting with the Regulators. - Experience of working closely with the Regulatory bodies like- IRDAI, TRAI, RERA etc. - Maintain and organize compliance records in consonance with internal control and audit mechanisms. - Overseeing the development and implementation of Compliance strategy of the Company. Taking care of end to end requirements and compliances thereof and identifying and addressing gaps, if any. - Manage a team, and co-ordinate a wider virtual centre of expertise, of compliance professional and experts for all general and sector specific compliance areas - Set industry benchmark in Regulatory compliances and set up the Company for credibility and recognition in the Intermediaries ecosystem, including the regulator and competition. - Ability to advise and provide recommendations on regulatory matters with minimal guidance from external counsel and consultants. Educational Qualification : Company Secretary (CS) /MBA (Preferred)

Gurgaon/Gurugram

Vice President - Compliance - BFSI 

Vice President - Compliance - BFSI  ,Job Description for Vice President - Compliance - BFSI  in Windows Consultants Pvt Ltd in  Gurgaon/Gurugram for (10-16) years of experience. Apply Now!

Job Description for Vice President - Compliance - BFSI  in Windows Consultants Pvt Ltd in  Gurgaon/Gurugram for (10-16) years of experience. Apply Now!