Vice President - Capital Markets Audit - International Financial Bank

Years of experience required: 10 to 15 years

Position Purpose :

- To conduct audit work in accordance with the IG methodology and ensure high standard of deliverables

- To contribute to risk assessment of audit units based on knowledge obtained through assignments as well as day-to-day contact with auditees

- To follow through with auditee on implementation of recommendations

Direct Responsibilities :

- Participate in the audit team assignments and special reviews (when required by regulators, business lines, or senior management)

- Contribute to the planning and preparation of the assignment e.g. understanding the methodology to be applied, acquiring a high level knowledge of the activities to be covered, gathering relevant key figures, etc.

- Develop a thorough understanding of the activities within the scope of the assignment, its strategy and governance, and the related risks.

- Evaluate the overall setup and identify the main areas of risk (including a comprehensive assessment of the management actions).

- Recommend appropriate actions to the management in order to re mediate the identified weaknesses.

- Formalise the results of the assignment investigations and contribute to the production of the assignment deliverables.

- Present the conclusions of the assignment fieldwork to the senior management.

- Review the implementation of the Inspection G- n- rale recommendations

- Review and challenge the actions defined to remediate the weaknesses identified by the audit team through its assignments.

- Contribute to the periodic risk assessment of Capital Markets activities and planning

- Perform a periodic and comprehensive risk assessment of the Capital Markets activities as per the Group guidelines.

- Keep abreast of change/new development of regulatory requirements that are relevant to Capital Markets activities and related functions.

- Assist in the elaboration of the Capital Markets Inspection planning following a risk-based approach.

- Participate in the Markets and Models audit line events

- Attend the Markets and Models community event organised annually at the head office level.

Specific qualifications :

- Master degree in relevant areas (Banking, Capital Markets, engineering, applied mathematics, etc.) OR CA

- An experience of 10-12 years in Capital Markets activities and/or related support or control functions (prior audit experiences are considered but are not specifically required).