Unit Manager - Transaction Processing - Mutual Funds

Position : Unit Admin Operations - Transaction Processing

Responsibility :

- To ensure delivery and periodical review of SLAs signed with all service providers in processing transactions

- To ensure compliance to all SEBI/ AMFI / Board mandates/ Tax Laws and other statutes in transaction processing, PMLA, disclosures etc.

- To liaise with CAMS and support implementation of new initiatives taken up by AMC.

- To ensure timely and correct MIS is made available to business, correct reporting is done to various regulators/board etc.

- To ensure data replication with RTA is facilitated as programmed, reconciled.

- To manage various auditors viz internal auditor, statutory auditors, SEBI inspection and ensure no significant observations are raised.

- To take initiatives, collaborate and implement projects which are of strategic nature to the AMC.

- To collaborate with various departments viz. Compliance, Sales etc and facilitate business requirements.

Experience :

- 5-15 years in coordination with RTA (CAMS) and managing the process at their end.

- Indepth understanding of SEBI regulations / AMFI guidelines etc pertaining to transaction processing, disclosures etc.

- Indepth understanding of deliverables & role of RTAs in mutual funds

- Good understanding of mutual fund industry practices.

- Good understanding of PMLA Act, Tax laws etc as applicable to mutual funds.

- Have managed process, team independently.

- Good communication skills

Qualification: Graduate /Post Graduate /MBA