Responsibility:
- Daily analysis & investigation into alerts generated by Trade Surveillance Program across Fixed Income, FX, Derivatives and Equities
- Documenting and reporting findings of alert investigations, including execution of appropriate escalation procedures.
- Preparing reports for management regarding the status of alert investigation & escalation.
- Developing and maintaining relationships with Front Office, Control Room, Middle Office, Market Risk, Product Specialists and local/country compliance etc.
- Ensuring that monitoring procedures and parameters are updated to facilitate change in business and market conditions.
Skills Required:
Prior experience in the financial services industry, preferably in a trade surveillance related role.
Contact: suparna@ikyaglobal.com
Didn’t find the job appropriate? Report this Job