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Suparna

Team Lead at IKYA Human Capital Solutions Pvt. Ltd.

Last Login: 24 May 2019

Job Views:  
918
Applications:  82
Recruiter Actions:  6

Job Code

104860

Trade Surveillance

2 - 4 Years.Mumbai
Posted 10 years ago
Posted 10 years ago

Responsibility:

- Daily analysis & investigation into alerts generated by Trade Surveillance Program across Fixed Income, FX, Derivatives and Equities

- Documenting and reporting findings of alert investigations, including execution of appropriate escalation procedures.

- Preparing reports for management regarding the status of alert investigation & escalation.

- Developing and maintaining relationships with Front Office, Control Room, Middle Office, Market Risk, Product Specialists and local/country compliance etc.

- Ensuring that monitoring procedures and parameters are updated to facilitate change in business and market conditions.

Skills Required:

Prior experience in the financial services industry, preferably in a trade surveillance related role.

Contact: suparna@ikyaglobal.com

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Posted By

user_img

Suparna

Team Lead at IKYA Human Capital Solutions Pvt. Ltd.

Last Login: 24 May 2019

Job Views:  
918
Applications:  82
Recruiter Actions:  6

Job Code

104860

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