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09/08 Savitri Kokken
Senior Consultant at Seen Recruit

Views:434 Applications:107 Rec. Actions:Recruiter Actions:20

SVP/VP/DVP/AVP - Compliance Risk Assessment - Banking/NBFC (10-20 yrs)

Mumbai Job Code: 1137962

Compliance Risk Assessment (SVP / VP / DVP / AVP)


This opportunity is for Mumbai.

WORK EXPERIENCE

Essential requirement: 18 to 20 years' experience (Minimum)

Preferred: 5 to 10 years' experience of Banking/NBFC Domain (Minimum)

Preferred: MBA / Post - Graduate

Job Description :

- Managing compliance risk assessment framework in accordance to regulatory guidelines

- Conducting assessment of the compliance risk and develop a risk-oriented activity plan for compliance assessment

- Carrying out testing, monitoring, studies, transaction based analysis, returns monitoring, onsite reviews, off-site reviews and any other activity relating to risk assessment

- Review and assessment of processes and SOPs from compliance risk perspective

- Reporting to the CCO the outcome of assessment and compliance risk level in various businesses and operations

- Maintaining a dash-board of bank-level compliance risk with water fall till activity level

- Preparation and submission to CCO the monthly, quarterly, half-yearly and annual reports on compliance risk

- Coordination with Operational Risk and Internal Audit departments and business compliance officers to ensure holistic assessment of compliance risk

- Ensuring rectification of gaps identified in the assessment and submit compliance report to the CCO

- Preparation of annual report on compliance risk assessment covering the Bank and its subsidiary

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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