State Street - Senior Associate - Regulatory Assurance

Responsibilities & Tasks Include:

- Execute a framework to test if the internal systems supporting compliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriate governance and data quality controls

- Document process flows to identify controls and control gaps

- Challenge, assess, detail test the design and operating effectiveness of controls

- Document testing results in work papers

- Assist in the identification and risk assessment of issues and work with management to track issues to resolution

- Develop subject matter expertise in regulatory requirements, best practices, and expectations

- Report the results of your work to your FRA manager

- Build relationships with key business stakeholders

- Interact with business groups

Job Requirements:

Education and Experience:

- Bachelor's Degree in Accounting, Chartered Accountant (CA) and/or Certified Public Accountant (CPA) with 4-6 years of progressive auditing experience; preferably financial services and/or Big 4

- Certified Internal Auditor is a plus

- Familiarity with FRB regulations and SEC requirements associated with the Financial Services Industry

Skills/ Knowledge:

- Auditing skills and experience in the review and interpretation of regulatory requirements

- Exceptional analytical and critical thinking abilities; able to develop and convey a point of view

- Strong interpersonal, oral and written communication skills; ability to effectively challenge and influence

- Strong attention to detail and accuracy

- Ability to multi-task and take on a challenging workload and assignments

- Ability to be proactive with minimal direction, ability to work independently and meet deadlines

- Inquisitive and curious about business and functions, strong desire to learn

- High energy and positive attitude

- Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude.

- Ability to thrive in a team environment, working collaboratively with others