Job title: Sr. Manager Compliance
Reports to : Chief Compliance officer
Duties and Responsibilities:
- Compliance with SEBI, NSE BSE ,NSCCL CDSL, NSDL, AMFI rules and bye-laws.
- Comprehensive recording of transactions.
- Filing all mandated returns.
- Arranging periodic audit and submitting the reports to the regulatory authorities.
- Keeping in touch with latest circulars and disseminating the same with all concerned in the organization.
Required Qualifications and Experience: -
- A graduate and a Qualified Chartered Accountant or Company secretary
- Must have an in depth knowledge of Securities market
- Experience of 5 + years in related field
If you have any queries with respect to the brief kindly mail me to clarify the same. Also, send your updated resume in bellow address. Kindly contact:-
- Contact Company: Pylon Management Consulting Pvt Ltd
- Email Address: sukruta@pylonmc.com
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