Spark Capital - On Boarding Operations Role - Private Wealth Management

On Boarding Operations - Private Wealth Management

Key Responsibilities :

- Manage DP & Broking Client Onboarding /Account Opening

- Manage master / Brokerage/DP modification request and UCC reporting in all Exchanges & DP

- Implementing regulatory changes & Creating awareness relating to KYC process

- Defining processes for new activities/projects/products and implementing them

- Documents management - KYC, AOF, Modification

- Exception handling

- Partnering with business teams / product teams for designing and developing long-term operations planning

- Responsible for quality assurance and process compliance across products, activities and functions

- Handling Internal/Exchanges/SEBI Audits

- Document and Update SOPSs at regular intervals

- Manage interface with control groups like Finance & Accounts, Compliance , Depository and Settlement sections

Person Specifications :

- 5 to 8 years of experience Client On-Boarding

- Good partnership skills to be able to work well with Front Office

- Strong Servicing aptitude

- Strong communication skills