Societe Generale - Senior Business Auditor - Compliance Auditor

Job Description for Senior Business Auditor

Job Summary :

- Primarily responsible to deliver quality audit within specified audit budget as per Audit Plan and issue assurance.

- Active participation in annual risk assessment exercise

- Coaching and guiding auditors on audit assignments

Educational Requirements : Chartered Accountant/ MBA Finance

Certification required : Certified Internal Auditor / ACAMS certified (Preferred)

Range of Experience : 6 to 10 Yrs of Experience

Role Title : Business Senior Auditor (Leve 6)

Skills required :

Technical :

- Fair understanding of the Banking operations with focus on Corporate & Investment Banking, Trade Services, Securities Business.

- Fair knowledge of accounting activities related to consolidation, group reporting, IFRS, trading books of accounts and various control function

- Fair understanding of the statutory and regulatory norms applicable to banking business

- Fair understanding on the Anti Money Laundering (AML) related activities such as Transactions Filtering, Client Screening, Transaction Monitoring, Sanctions List & Rules Management, FATF, Counter Terrorism Financing, etc.

- Fair understanding on the Compliance function in Banking Industry and Know Your Customer (KYC) processes

Functional :

Sound understanding of :

- Risk based audit methodology

- Annual risk assessment and audit planning

- Prior experience in executing audits independently from Planning to closure of Audit recommendations

- Good Audit report writing skills

- Good stakeholder management skills and presentation skills

- Exposure of working on Integrated audit.

- Moderate exposure on quality initiatives within audit function

- Fluent Command over English language

Behavioral :

- Result Orientation

- Client Focus

- Contribution to Strategy

- People Development

- Change leadership

- Cooperation

- Team Leadership

WOW Factor of this JOB : Being the integral part of a global audit team, this role provide tremedous exposure to the different business functions and opportunity to interact with senior management within the SG Group.

Interfaces :

- Reportes To Head of DCPE/AUDIT (AVP/VP)

- Who are the Reportees Not Applicable

Interfaces :

This Job requires interaction with :

1. Internal Audit Senior Management

2. Senior Management from business

Role in the Work Flow :

- Lead the Audit assignment and actively participate in complex audits

- Actively participate in audit planning, Risk assessment, Investigation, Reporting and closure of recommendation .

- Coach and mentor junior auditors on individual audits

- Participate in quality initiatives of the Audit Department

GSC Mapping :

Job Family : Internal Audit

Business Line applicable : DCPE/AUDIT