SmartCoin - Manager - Compliance & Legal - LLB

Roles & Responsibilities:

- Ensure compliance with all relevant laws and regulations in India for NBFC and Fintech business, including the Reserve Bank of India (RBI) guidelines and the Companies Act.

- Monitor legal and regulatory developments and advise management on their impact on the company.

- Manage and oversee the work of external legal counsel.

- Perform periodic audit of the existing business processes to ensure 100% adherence to legal & compliance requirements. Create and supervise the compliance requirements for new business processes.

- Create escalations policy for each department to address audit gaps.

- Maintaining records and documentation as per compliance and legal requirements, ensure the data readiness for any due diligence.

- Manage litigation and disputes, including representation in court and before regulatory authorities.

- Create compliance related training programs and related materials for the different business units

Preferred Qualifications:

- Minimum of 4-10 years of experience in compliance role, preferably in the NBFC or banking sector

- Excellent knowledge of Indian laws and regulations, particularly in the NBFC sector

- Hands-on experience with a variety of reporting operations and procedures

- Good organizational and time-management skills

- Ability to multitask

- Strong interpersonal and communication skills

- Critical-thinker and problem-solver

- BA in law, finance, business administration or similar related field