SM/AVP - Treasury Audit - Bank

Treasury Audit

Job Title:

Auditor - Internal Audit

Internal Audit Vertical

Financial Markets

Designation: SM/AVP

Job-description, role, activities and deliverables:

- Responsible and accountable for conducting internal audits

- Capital Adequacy & ICAAP, DP-Custody & PIS) of Financial

- Markets audit vertical

- Conduct the internal audits in a time-bound manner as per the approved Risk Based Audit Plan, Internal Audit Policy and Internal Audit Process

- Conduct the audits as per the scope of the audits which covers

- aspects of governance framework, policies, processes, business,

- products, risks, operations, information security, business continuity etc.

- Apply experience, knowledge and understanding to continuously

- improve the effectiveness of internal controls and efficiency in the processes

- Demonstrate sound knowledge of regulatory guidelines on Treasury, Market Risk, ALM, ICAAP and Broking business

- Interpret the regulatory guidelines and its applicability and Implementation by the Bank and YES Securities Ltd.

- Oversight of concurrent audits for the areas within the vertical

- Conduct Thematic audits, Snap Audits, etc. on need-basis

- Undertake project(s) to improve and streamline the audit scope,

- checklists, checkpoints, Audit Planning Memorandum (APM)

- Engage with all the stakeholders for audit activities and issues

- Adhere to the quality standards as per the ISO norms

- Any other audit related role and activities as and when assigned