Posted By
Posted in
Banking & Finance
Job Code
1195998
Silverdale Capital Pte Ltd is a Monetary Authority of Singapore (MAS) licensed fund management company.
We manage several award winning funds, inter alia Silverdale Fund VCC: Silverdale Bond Fund, Silverdale Fixed Income Fund, Silverdale Fixed Maturity Funds (FMPs) and Silverdale Fund of Fixed Income Funds.
We are looking for a talented senior Legal and Compliance Manager with strong drafting, organisation and leadership skills.
Job Responsibility :
- The ideal candidate would be a Law Graduate with 7-15 years of experience in financial services legal, compliance and risk management function.
- Preference would be given to those having work experience in fund management, those with regulatory audit -experience, and those with exposure to regulatory framework of foreign jurisdictions such as US, Canada, UK, Australia, etc.
- Established track record in drafting, negotiating financial agreements and team work is essential.
- Candidates < 7 years of fund management work experience and without a law degree (LLb) may refrain from applying.
Key Responsibilities
Legal
- Drafting (changes in) the fund offerings and allied documents
- Documentation for fund offerings in various jurisdictions
- Drafting and vetting agreements with distributors, retrocession agents and service providers
- Vetting of ISDA, Custody Agreements, etc.
Investment support
- Updating and monitoring Silverdale's Risk Management Program
- Analysing legal implications and enforcing risk implications of various investment products/securities.
- Supporting marketing and investor service activities, including preparation of reports, bench-marking, presentations, et al.
Regulatory and Compliance
- Updating and implementing internal compliance protocol to ensure compliance with MAS (and other regulators) at all times
- Identifying and responding to ongoing regulatory changes and adapting various policies and procedures
- Assisting in preparing for and responding to inquiries from regulatory authorities, and potential (institutional) investors
- Regulatory filings
- Liaising with the regulatory bodies, fund administrator, banks and other service providers
- Providing compliance support for allied activities such as external communication, fund marketing & distribution, publicity, etc.
- Perform administrative functions, such as secretarial filing functions, submitting adhoc reports, creating and administration of SPVs, opening bank accounts, negotiating prime brokerage, custody and other agreements, etc.
- Coordinating with other departments/teams for due diligence, surveys, data collation for filings, etc.
Competencies:
The candidate must demonstrate:
- A solutions driven approach, with exemplary initiative taking and problem solving skills
- Ability to drive and manage professional relationships, both as team leader and team member
- Ability to prioritise and deliver results well before deadlines
- Driven to pro-actively work towards establishing systems and an unflinching zeal to grow
- Excellent written and verbal communication skills
- Outstanding organizational skills and ability to manage multiple tasks concurrently
Action Point
Only shortlisted candidates will be interviewed.
Didn’t find the job appropriate? Report this Job
Posted By
Posted in
Banking & Finance
Job Code
1195998