Job Description: The Lead Financial Risk & Controls Analyst assists their supervisor in the review of processes and procedures impacting financial reporting in order to evaluate best practices, efficiency opportunities, and compliance with the requirements of the Sarbanes-Oxley Act (SOX). The primary responsibility of the Lead is the execution of walkthroughs and testing key controls and may guide analyst and other leads to complete related work. The Lead will ensure that process owners are updating documentation (i.e., flowcharts and risk control matrix, as part of quarterly 302 certifications) and will provide consulting support to the business. The Lead will be responsible for updating status of control testing, discussing delays, and assisting with project status reporting. Additionally, the Lead will assist with adhoc and special projects. In this role, the Lead has the opportunity to deliver on completion of testing to support SOX 404 and 302 opinions while identifying risks that could impede the scalability of operations. This person will play an important role in working with Bank operations to deliver solutions for challenges faced by the growth of the organization. Responsibilities: - Update and maintain all SOX related artifacts including narratives, flowcharts, and risk control matrix with the requests of the business - Coordinate with the business to set up walkthroughs and obtain testing support as needed - Clearly document walkthrough and testing procedures performed, issues identified, and report issues to supervisor - Guide analyst and leads to complete testing needs - Assist your supervisor with communicating deficiencies, reviewing responses for validity, and tracking remediation efforts - Track status to the plan and report delays to supervisor and assist with management reporting - Provide recommended changes to controls if underlying processes have changed or new items / risks added to the business in an advisory function - Assist with internal and external audit requests and respond to follow up questions timely - At the direction of your supervisor, assist with special projects to ensure internal controls over financial reporting compliance is obtained SVB Confidential Position Requirements: - Bachelor's Degree in accounting or finance - 7+ years of experience in internal controls over financial reporting (SOX), broad understanding of internal control concepts (COSO 2013), financial reporting (U.S. GAAP), auditing standards (GAAS), and IIA Standards and various auditing techniques - Experience performing walkthroughs and testing - Critical thinking and collaboration skills - Project management and organization skills, with the capability to work on the testing of multiple controls simultaneously with minimal direction in a dynamic and fluid environment - Pro-active, high energy and strong interpersonal skills with a team-focused attitude, demonstrating the ability to collaborate and compromise while building constructive and effective relationships - Demonstrated critical thinking and analytical abilities, including problem solving and time management skills - Strong verbal and written communication skills - Working knowledge of Microsoft products required Key Experience: - Financial services industry experienced preferred - Experience at Big 4 Accounting firm preferred, Strong leadership skills, Team oriented. - Understand Sarbanes-Oxley 404, SOX 302, SSAE 16, SSAE 18, COSO Framework, U.S. GAAP, and IIA standards and various auditing requirements. Knowledge of industry framework, standards and practices (COBIT, ITIL, CMMI, ISO 2700x, etc.) - CIA, CISA, and CISSP preferred

Bangalore

Silicon Valley Bank - Lead Financial Risk & Controls Analyst - Business Controls 

Silicon Valley Bank - Lead Financial Risk & Controls Analyst - Business Controls  ,Job Description for Silicon Valley Bank - Lead Financial Risk & Controls Analyst - Business Controls  in Silicon Valley Bank in  Bangalore for (7-10) years of experience. Apply Now!

Job Description for Silicon Valley Bank - Lead Financial Risk & Controls Analyst - Business Controls  in Silicon Valley Bank in  Bangalore for (7-10) years of experience. Apply Now!