Senior Manager - Trade Surveillance - BFS

Our client is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

Looking to hire candidates with 9-12 years with a background in Trade surveillance Compliance, Risk Management.

Key Responsibilities:

- Managing functions within the Regulatory Control Group Mumbai team and effectively integrate new processes and enhance existing ones.

- Interacting with global nonmarket risk teams regarding supervisory issues and exceptions.

- Interacting with global members from associated control functions, such as Legal, Compliance and Technology Risk.

- Solving problems by effectively collaborating within and across teams outside of the Risk Management function.

- Supervising the offshore review of sales and trading exception reports daily and maintaining records relating to these reviews

- Supervising offshore activities around risk controls.

- Improving and monitoring existing control frameworks and / or creating new control frameworks if none exist.

- Leading projects related to the supervisory platform and the information security program.

- Establishing relationships and working closely with IED Risk Management, Technology, Operations, Finance, and Compliance.

Qualifications:

- Chartered Accountant or master's in business management

- Effective management and leadership skills

- Strong communication skills with an ability to speak to senior management.

- Ability to identify and escalate issues effectively and appropriately.

- Proven ability to take ideas forward and to challenge others with integrity and maturity.

- Proficiency in MS Office and related applications (Word, Excel, PowerPoint, Project)