Senior Manager - Inspection & Audit - CA - Stock Exchange

People from only Chennai may apply

People from auditing and inspection from NBFC/BFSI required

Salary: 20-25 lacs p.a with variables 

Qualification: Fully qualified CA/MBA Finance

Experience: 8-15 yrs

Job Role :

- Verify and allocate team members for inspection visits

- Approve letters to be sent to members stating the inspection schedule

- Assign team members to carry out on-site inspections as per schedule

- Attend the first and last day of the on-site inspection for new and high risk members

- Sensitize the AM of areas to be focussed on and recommend practices that should be followed to the members

- Verify the inspection report for the member drafted by the AM before passing it on to central enforcement team

- Verify reports/data prepared by team members for requests raised by external regulators like SEBI/ various internal departments within NSE

- Reply to queries asked by SEBI regarding member

- Reply to queries raised by Trading Member wrto compliance process/issues

Desired Candidate Profile

- Fully qualified CA

- 8-15 yrs of exp

- SEBI & capital market knowledge

- Team management

- Inspection & auditing exp

- Must have handled teams

- Early joining

- Candidate must be from Chennai only

- Excellent communication