Senior Manager - Compliance - NBFC/Bank - CA

Key Responsibilities :

- Experience of interacting with regulator

- Experience in interpreting the various regulatory circulars and advising the business accordingly (specifically in the home loan/mortgage areas)

- Experience in organizing & facilitating RBI Audit / SEBI Audit / NHB Audit

- Develop & implement internal audit framework including a risk-rating system for each function and network of branches

- Prepare audit plans and ensure that internal audits are performed as per approved scope and audit program

- Ensure that audit effort is aimed at reviewing the existence and appropriateness of systems/procedures for various processes

- Hold closing meetings with function heads of audited process/function/business and ensure that all issues are appropriately closed with the action plans and due dates

- Highlight and present key audit issues to the audit committee

- Coordinate with external auditors, NHB inspectors when required

Must have Competencies :

- CA with 5+ years- experience in Big 4 in Audit/Risk Advisory functions or with Banks/NBFCs/HFCs with audit/compliance exposure

- Systematic, Energetic and Detail-oriented

- Strong interpersonal and leadership skills

- Strong verbal and written communication in English

- Ability, knowledge and direct experience of designing internal audit processes and systems

- Ability and knowledge of internal audit practices in Housing Finance / SME verticals at a comparable level and ability to benchmark these practices

CA: 1st/2nd Attempt

Profile is 80% compliance & 20% Internal Audit