Senior Manager/AVP - Regulatory Compliance - Third Party Products Distribution Business - Bank

Senior manager/AVP - Regulatory Compliance - Third Party Products Distribution Business, Para Banking Activities

Strategic/ Managerial Responsibilities : Handling Regulatory Compliance for the Bank covering various regulations of SEBI, IRDA, AMFI, PFRDA, NSDL, CDSL, NSE, BSEetc.

Core Responsibilities :

- Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund; Mutual Fund & Insurance Distribution Business of the Bank.

- Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.

- Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.

- Handling Onsite Regulatory Inspections of SEBI, IRDAI, PFRDA

- Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.

- Drafting and vetting of various submissions to be made to the ACB/Board.

- Submission of various regulatory reports from time to time.