Senior Manager - Audit & Process

Audit & Process

Females Preferred

Designation: Senior Manager

- Mumbai

- Work From Office

Job description:

Audit:

- Conducting process-level audits and knowing Wholesale / Retail (Credit and Operations)

- along with some of the other functional areas (Risk, Compliance, Treasury, HR, Accounts)

- Maintaining adequate work papers and documentation along with adherence to Internal Audit policies and Regulatory guidelines

- Drafting Audit reports and suggesting suitable recommendations to address the process-level observations.

- Holding effective discussions with senior-level management for agreement with findings and closure of observations with adequate management responses

- Follow-up of open observations within timelines to ensure closure of observations as per the agreed plan

- Assisting the HIA in preparing a based Internal Audit plan and completing assigned audits as per the plan

IFC

- Preparing Risk Control Matrix (RCM) for business processes and conducting walk-throughs with process owners and controls testing.

- Suggesting process improvement areas and taking up with business process owners to update SOP and process flow charts.

- Identifying potential financial reporting risks(FRR) across processes along with design and implementation gaps.

- Taking up with process owners to implement the suggested process improvements and involved in continuous testing of processes to identify any material weaknesses in the internal controls in the system/process

- Periodic testing of loan software for system and process gaps.

Skills:

- Should have experience in effectively building relationships with process owners in a positive and
proactive manner

- Should be well-versed in framing and conducting Risk Based Internal Audit Plan

- Should have worked with NBFCs/Banks and know Regulatory guidelines and other functional areas

- Should have experience and willingness to quickly gain knowledge of changing business and system

- Should be aware of IFC guidelines as per the Companies Act and ICAI

- Risk Based Internal Audits

- IFC/SOX at NBFCs/Banks

- Should have worked with NBFCs/Banks and know Regulatory guidelines and other functional areas