Senior Compliance Analyst

Role : Senior Compliance Analyst

Exp: 5 - 8 Years

Location: Hyderabad

Key Responsibilities -

- To conduct second line compliance reviews as per the annual monitoring & testing plan.

- To test the adequacy of controls in place within the business and to identify potential and actual breaches.

- Prepare reports to inform key stakeholders of the outcome of monitoring and review work, including rating findings and assigning owners/actions.

- Contribute to the continuous improvement of RCMT's monitoring approaches.

- Assist with the development of more junior testers within RCMT.

- Ensure local Compliance monitoring activities are considered and leveraged, where possible, for relevant Global reviews.

Qualifications/Requirements -

- Good experience of monitoring and testing in a second line of defence in financial services

- Good understanding and experience of regulations pertaining to global asset management business. Knowledge of US / EU / APAC regulatory environment is a bonus.

- Professional certification (CA, MBA). Postgraduate in accountancy or related field a bonus.

- Understanding and interest in the activities of asset management business lines and associated compliance risks.

- Experience of data analytics / data visualisation in the context of monitoring is desirable

- Strong interpersonal skills with the ability to communicate effectively at all levels and to engage with senior FT staff within business units.

- Excellent written and verbal communication skills.

- Previous experience of Compliance Monitoring, Internal Audit reviews is highly desirable.

- Organisational, planning, interpersonal, supervisory, analytical, problem-solving, decision-making, and team building skills, flexible and agile approach.