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14/09 Meldon Fernandes
Partner at Napier & Tidd

Views:138 Applications:30 Rec. Actions:Recruiter Actions:0

Senior Associate - Operational Risk Framework & Governance - BFSI (10-13 yrs)

Bangalore Job Code: 1154879

Title - CCOR AWM Op Risk Framework and Governance Sr Associate

- Operational Risk Management (ORM) is part of Compliance, Conduct and Operational Risk (CCOR), within the Risk Management and Compliance organization. CCOR maintains oversight of the firm's Compliance, conduct and operational risk management activities and is responsible for the design and execution of the CCOR program, which consists of the second line of defense's responsibilities in managing the firm's Compliance, conduct, and operational risk.

- Our organization is focused on cultivating a stronger, unified culture that embraces a sense of personal accountability for developing the highest corporate standards in governance and controls across the firm. Business priorities are built around the need to strengthen and guard the firm from the many risks we face, financial rigor, risk discipline, fostering a transparent culture and doing the right thing in every situation. We are equally focused on nurturing talent, respecting the diverse experiences that our team of professionals brings and embracing an inclusive environment.


- The successful candidate will be able to work on behalf of the AWM ORM senior leadership team to drive the execution, governance, and protocols associated with AWM ORM's Independent Second- line Risk Assessment (ISRA), CORE oversight, and other ORM responsibilities within the firm's Operational Risk Management Framework.

- Design, Develop and maintain AWM Operational Risk protocols in support of the CCOR program, including but not limited to Independent Second Line Risk Assessment (ISRA), Control and Operational Risk Evaluation (CORE) oversight, Material Risk Inventory (MRI) review, Qualitative Operational Risk Appetite (QORA) review, CORE non-objections, ISRA alerts, Flash notices.

- Ensure that the LOB risk assessment methodology remains consistent with global risk assessment standards

- Represent AWM Operational Risk in Operational Risk Framework related initiatives - determine and communicate expectations

- Drive and participate in various working groups and project activities

- Coordinate the execution of these Operational Risk Framework related processes for AWM Operational Risk

- Manage execution of routine ISRA activities (quality assurance reviews, horizontal feedback) and ad hoc needs (regulator and audit requests, data analysis and reporting) to completion

- Work effectively with AWM ORM leadership team to ensure risk assessments meet standards


- Demonstrated ability to manage and lead multiple projects simultaneously

- Ability to lead calls and collaborate with others across the regions and other lines of business

- Detail oriented, strong organizational, presentation, leadership, and negotiation skills

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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