Senior Associate/AVP - Internal Audit & Compliance - Global Banking Shared Services

We looking for Senior Associate Internal Audit & Compliance for Global Banking Shared Services in Bangalore.

Shift Timings : EMEA Only

Note : Candidates who can join within 1 months, can only apply.

Roles & Responsibilities

Senior Associate will be required to work closely with the line of business controllers, finance and operations areas to understand and evaluate the firm's data quality and reporting processes.

Perform substantive testing and evaluation of balances and other information (based on transaction nature and underlying client/contractual information) in support of the Quality Assurance agenda.

Execution of Quality Assurance reviews across XXX specific deliverables including:

Regulatory and external reporting

Capital Stress Testing

Quality Assurance Program

Sarbanes-Oxley (SOX) Control Program;

Investor Day and other external presentation documents

Identifying and reporting on noted errors, logging issues for appropriate action plan development and resolution, providing recommendations and lessons learned.

Establishing and maintaining strong working relationships across XXX businesses and other control groups (i.e., risk management, compliance, legal, etc.).

Working closely with business and information technology colleagues across XXX as issues emerge and reporting them timely to management and other stakeholders.

Partnering with Oversight and Control and the business regarding Risk and Control Self Assessments (RCSAs).

Experience & Skill Set:

The candidate must be an experienced finance professional who possesses strong analytical skills and understanding of internal control systems within a financial institution;

Minimum 8 years of experience in Auditing, Accounting, Internal Control and/or Finance with a comparable financial services company;

Chartered Accountant and / or an MBA in Finance is desirable

Disha Jain